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Headline Issue Diary Date
Goldman Sachs fined $4m over ESG fund failures 250 CompliNEWS 18 Nov 2022
Latest GDPR enforcement cases incl. Raiffeisen Bank fined 28 000 Euros for insufficient technical and organisational measures to ensure information security 250 CompliNEWS 18 Nov 2022
Northern Cape High Court – Liberty Group v C (Commorientes) 250 CompliNEWS 18 Nov 2022
Godongwana punts changes to retirement rules – Conduct Standard 1 of 2022 to possibly replace regulation 33 of the PFA 250 CompliNEWS 18 Nov 2022
Hacked firm's anonymity justified in ransomware ruling 250 CompliNEWS 18 Nov 2022
FST – Determination involving Quintin Moorcroft and FSCA (Administrative penalty and debarment – Provision of discretionary services without a licence) 250 CompliNEWS 18 Nov 2022
How to re-energise a team 250 CompliNEWS 18 Nov 2022
Advice firms need to get creative to attract next generation of customers – AKG report 250 CompliNEWS 18 Nov 2022
UK regulator adopts new 'Early and High Growth Oversight' function to provide closer supervision and help through the first stages of being authorised 250 CompliNEWS 18 Nov 2022
Code of Conduct for ESG data and ratings providers in the UK 250 CompliNEWS 18 Nov 2022
Working Smart

By Lee Rossini

As discussed in last week’s article, a well-designed strategic plan provides direction, aligns teams, and creates a framework for sustainable growth. However, many businesses struggle not with creating a strategy, but with successfully implementing it. Irrespective of the services offered by the business, effective execution is what ultimately delivers results.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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