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Headline Issue Diary Date
SAVCA 2022 Private Equity Industry survey 242 CompliNEWS 23 Sep 2022
Private Equity continues to make inroads in the insurance industry in the US 242 CompliNEWS 23 Sep 2022
How regulation can prepare the ground for economic growth – FCA speech 242 CompliNEWS 23 Sep 2022
Latest stats from the UK on Ombud complaints 242 CompliNEWS 23 Sep 2022
Financial Intelligence Centre Act schedule amendments: NCRF submission & response 242 CompliNEWS 23 Sep 2022
Having an exit strategy for companies with negative ESG performance 242 CompliNEWS 23 Sep 2022
Bank of Namibia faces regulatory lawsuit 242 CompliNEWS 23 Sep 2022
Fate of Numsa’s funeral insurance company 3SixtyLife unclear 242 CompliNEWS 23 Sep 2022
SA banker appointed to new Binance Board 242 CompliNEWS 23 Sep 2022
Increase in information requests for old tax returns 242 CompliNEWS 23 Sep 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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