Close This website uses modern features that are not supported by your browser. Click here for more information.
Please upgrade to a modern browser to view this website properly. Google Chrome Mozilla Firefox Opera Safari
Financial Services Intelligence Watch
Sub Menu
Search

Stories

Search

Filter
Filter
Filter
Filter
Headline Issue Diary Date
Financial Services Tribunal Determination – E Van Heerden, A Marais and Unigro Insurance Brokers (important debarment case) 242 CompliNEWS 23 Sep 2022
A new stablecoins frontier opens across African continent, fastest growing subset within cryptocurrencies 242 CompliNEWS 23 Sep 2022
Steinhoff corruption highlighted in Showmax documentary 242 CompliNEWS 23 Sep 2022
SA's Standard Bank maps benefits of proposed gas pipeline 242 CompliNEWS 23 Sep 2022
£5m (R100m) Ecuador mining investment fraudster faces jail 242 CompliNEWS 23 Sep 2022
Financial advisers need to communicate with clients about inflation 242 CompliNEWS 23 Sep 2022
UK financial adviser banned 242 CompliNEWS 23 Sep 2022
EU report questions compatibility of US FATCA legislation with European data privacy provision 242 CompliNEWS 23 Sep 2022
Danske Bank fined €1.82m for AML transaction monitoring failures 242 CompliNEWS 23 Sep 2022
A credible just transition investment plan is key 242 CompliNEWS 23 Sep 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

We use cookies to give you a personalised experience that suits your online behaviour on our websites. Otherwise, you may click here to learn more, or learn how to block or disable cookies. Disabling cookies might cause you to experience difficulties on our website as some functionality relies on cookie information. You can change your mind at any time by visiting “Cookie Preferences”. Any personal data about you will be used as described in our Privacy Policy.