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Headline Issue Diary Date
Nearly R90bn in unclaimed assets 242 CompliNEWS 23 Sep 2022
SAVCA statement on online scams 241 CompliNEWS 18 Sep 2022
Two GDPR fines issued in Germany – Insufficient involvement of data protection officer, insufficient legal basis for data processing 241 CompliNEWS 18 Sep 2022
Businessman gets 13 years' jail time for tax fraud 241 CompliNEWS 18 Sep 2022
Seven useful sales skills 241 CompliNEWS 18 Sep 2022
List of new Financial Services Tribunal Decisions 241 CompliNEWS 18 Sep 2022
Discussion paper on unclaimed assets in South Africa’s financial sector released by FSCA, as unclaimed savings reach R90bn; FSCA wants the money transferred to new fund 241 CompliNEWS 18 Sep 2022
FSCA concludes its investigations and takes regulatory action against the Principal Officer, current and former trustees of the PSSPF 241 CompliNEWS 18 Sep 2022
Calls for better protection for whistle-blowers who are key in exposing corruption 241 CompliNEWS 18 Sep 2022
Study finds rapid rise in organised crime in SA 241 CompliNEWS 18 Sep 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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