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Headline Issue Diary Date
Treasury rejects carbon tax reduction 241 CompliNEWS 18 Sep 2022
JSE suspends Conduit Capital’s trading 241 CompliNEWS 18 Sep 2022
Treasury – Money Smart Week SA 2022 outcomes 241 CompliNEWS 18 Sep 2022
The unsuccess of success – The New Zealand All Blacks 38 CompliNEWS Ethics 18 Sep 2022
The Whistleblowing Non-Retaliation Toolkit – eBook 38 CompliNEWS Ethics 18 Sep 2022
Tracking ethics and compliance programme performance 38 CompliNEWS Ethics 18 Sep 2022
Compliance dashboards – Add an ethics section 38 CompliNEWS Ethics 18 Sep 2022
Corporate ethics, corporate boards and compliance 38 CompliNEWS Ethics 18 Sep 2022
The importance of appreciating your employees 38 CompliNEWS Ethics 18 Sep 2022
FCA statement regarding potential enforcement action against Link Fund Solutions Ltd 241 CompliNEWS 18 Sep 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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