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Headline Issue Diary Date
Treasury and FIC stand firm on amendment to FICA schedules 241 CompliNEWS 18 Sep 2022
Cryptos trade digital carbon offsets online 241 CompliNEWS 18 Sep 2022
Proposed two-pot retirement system will take effect from 1 March 2024 – Treasury, ASISA sceptical 241 CompliNEWS 18 Sep 2022
FSCA hosts financial soundness workshop for Financial Services Providers (FSPs) 241 CompliNEWS 18 Sep 2022
ASISA – Life insurers continue to weather adverse conditions, lapses on the increase 241 CompliNEWS 18 Sep 2022
Office of the Ombudsman for Long-term Insurance half-year statistics, fewer chargeable complaints 241 CompliNEWS 18 Sep 2022
UK's FCA warns consumers of scams by unauthorised CMCs 241 CompliNEWS 18 Sep 2022
Greylisting prevention measures recap 241 CompliNEWS 18 Sep 2022
Australian companies admit liability and fined $14.5m for fees for no service 241 CompliNEWS 18 Sep 2022
Australian firm fined $7.2m for breaches of best-interest obligations 241 CompliNEWS 18 Sep 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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