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Headline Issue Diary Date
MTI order likely to be challenged 240 CompliNEWS 08 Sep 2022
Sanlam concerned about reputational damage stemming from competition probe 240 CompliNEWS 08 Sep 2022
Iran approves new crypto regulations, raises fears of sanction skirting 239 CompliNEWS 02 Sep 2022
How asset managers can harness technology to reduce money laundering risks 239 CompliNEWS 02 Sep 2022
Switzerland told to get tougher on money laundering 239 CompliNEWS 02 Sep 2022
Why celebrities are so interested in the unglamorous world of private equity 239 CompliNEWS 02 Sep 2022
Data privacy concerns and the cloud 239 CompliNEWS 02 Sep 2022
Reforming the UK data protection landscape – UK government’s proposed Data Protection and Digital Information Bill 239 CompliNEWS 02 Sep 2022
UK data protection regulator fines retailer for sending unwanted marketing emails 239 CompliNEWS 02 Sep 2022
Just in: FST Decision – B Naidoo vs Standard Bank of South Africa Ltd 239 CompliNEWS 02 Sep 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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