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Headline Issue Diary Date
FIC welcomes cabinet approval for General Laws (Anti-money laundering and combating terrorism financing ) Amendment Bill, 2022 238 CompliNEWS 26 Aug 2022
Newly amended Employment Equity (EE) Act to aid workplace transformation in SA to come into operation on 1 September 2023 238 CompliNEWS 26 Aug 2022
Treasury looking to prevent illicit financial flows at SOEs 238 CompliNEWS 26 Aug 2022
JSE changes could open the door to corporate scandals 238 CompliNEWS 26 Aug 2022
Closing bank branches widens the digital divide 238 CompliNEWS 26 Aug 2022
PA proposed Directive for life insurers – customer due diligence (CDD) measures in respect of the beneficiaries of life insurance policies and risk ratings 238 CompliNEWS 26 Aug 2022
FSCA fined KEB Prosperity (Pty) Ltd R50 000 for publishing false, deceptive, misleading and incorrect statements on its website 238 CompliNEWS 26 Aug 2022
Australian regulator warns brokers considering high-risk offers to retail investors 238 CompliNEWS 26 Aug 2022
Combating terrorism financing Bill introduced, major changes to FICA in the offing 238 CompliNEWS 26 Aug 2022
Information Regulator issues a summons against South African Police Service, interference with the work of the regulator 238 CompliNEWS 26 Aug 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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