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Headline Issue Diary Date
Update on the commencement of the Financial Institutions and Markets Act, 2021 (FIMA) 238 CompliNEWS 26 Aug 2022
Financial soundness workshops and survey for Financial Services Providers 238 CompliNEWS 26 Aug 2022
2022 levies on financial institutions 238 CompliNEWS 26 Aug 2022
How to improve your social media presence 238 CompliNEWS 26 Aug 2022
SA government attempts to prevent greylisting; proposed amendments to the FIC Act 238 CompliNEWS 26 Aug 2022
Compliance costs place heavy burden on advisers 238 CompliNEWS 26 Aug 2022
Accor fined $600K under GDPR after EDPB intervention 238 CompliNEWS 26 Aug 2022
FinTech payments company hit with $360K fine over AML breaches from UAE regulator 238 CompliNEWS 26 Aug 2022
Ramaphosa did not report farm foreign exchange transaction 238 CompliNEWS 26 Aug 2022
FIC Public Compliance Communication 114 on the RMCP for DNFBP accountable institutions and the issuance thereof 238 CompliNEWS 26 Aug 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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