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Headline Issue Diary Date
For comment – Joint Discussion Document on the expansion of eligible collateral types and regulatory reporting requirements ito Joint Standard 2 of 2020 239 CompliNEWS 02 Sep 2022
Financial Services Tribunal hearing schedule – September 2022 to November 2022 (23 cases) 239 CompliNEWS 02 Sep 2022
Namibia setting up first carbon markets in Africa 239 CompliNEWS 02 Sep 2022
Showmax releases Steinhoff scandal documentary trailer 239 CompliNEWS 02 Sep 2022
Standard Bank ordered to freeze Lyoness account 239 CompliNEWS 02 Sep 2022
Information Regulator online registration portal for Information Officers back up and running again 239 CompliNEWS 02 Sep 2022
Amendment of Exemption of Certain Financial Services Providers from the Professional Indemnity and Fidelity Insurance Cover Requirements, 2022 239 CompliNEWS 02 Sep 2022
Amendment of Exemption of Certain FSPs who are Long-term Insurers or Short-term Insurers from section 13 of the General Code of Conduct, 2022 239 CompliNEWS 02 Sep 2022
FSCA grants licence to JSE Clear (Pty) Limited as an Independent Clearing House and Central Counterparty 239 CompliNEWS 02 Sep 2022
Class-action suit an option in insurance collusion case 239 CompliNEWS 02 Sep 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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