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Headline Issue Diary Date
Nedbank fined R2m for unapproved merger, accepts fine 238 CompliNEWS 26 Aug 2022
EU to create new regulator for crypto oversight 237 CompliNEWS 22 Aug 2022
AML and KYC – Catalysts for mainstream crypto adoption 237 CompliNEWS 22 Aug 2022
Discovery Health challenges latest RAF claims directive 237 CompliNEWS 22 Aug 2022
Carve-out exceptions to the proposed new list of accountable institutions will be resisted – FIC 237 CompliNEWS 22 Aug 2022
French DPA (CNIL) has imposed a fine of EUR 600,000 on ACCOR SA for insufficient fulfilment of data subjects' rights 237 CompliNEWS 22 Aug 2022
Startups among entities to face tougher laws as Kenya moves to protect personal data 237 CompliNEWS 22 Aug 2022
Compliance dashboards 237 CompliNEWS 22 Aug 2022
Treasury assures small businesses of less onerous compliance rules 237 CompliNEWS 22 Aug 2022
The importance of a Tax Ombud for SA taxpayers 237 CompliNEWS 22 Aug 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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