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Headline Issue Diary Date
UK regulator looks for external experts to help shape its work on ESG issues 237 CompliNEWS 22 Aug 2022
Compensation for financial-advice-related misconduct in Australia 237 CompliNEWS 22 Aug 2022
Fund manager under fire for ties with ‘anti-ESG’ group 237 CompliNEWS 22 Aug 2022
How to overcome burnout 237 CompliNEWS 22 Aug 2022
Backdoor computer malware a threat to SA businesses – Kaspersky 237 CompliNEWS 22 Aug 2022
FSCA finalising long-awaited regulations for cryptocurrencies 237 CompliNEWS 22 Aug 2022
Grey-listing follows years of state ignorance 237 CompliNEWS 22 Aug 2022
Twala v Dis-Chem (unfair dismissal) 237 CompliNEWS 22 Aug 2022
March 2023 deadline to finalise whistle-blower laws 237 CompliNEWS 22 Aug 2022
The Fusion Centre – Two years of public-private collaboration on AML/TF 237 CompliNEWS 22 Aug 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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