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Headline Issue Diary Date
FIC director appointed as chair of the Egmont Group 237 CompliNEWS 22 Aug 2022
Over half of advisers expect demand for advice to grow in the next five years 237 CompliNEWS 22 Aug 2022
Information Regulator publishes prescribed form and guidelines for reporting data breaches 237 CompliNEWS 22 Aug 2022
Employees must report colleagues’ ‘suspicious conduct’ – Derivative misconduct 237 CompliNEWS 22 Aug 2022
Nova to take property sales ban by CIPC on review 237 CompliNEWS 22 Aug 2022
Reader embarrassed by crypto con 237 CompliNEWS 22 Aug 2022
Couple linked to R103m Absa theft granted bail 237 CompliNEWS 22 Aug 2022
Trustco v JSE (JSE monitoring and control) 237 CompliNEWS 22 Aug 2022
FICA changes could impact small firms – Saica 237 CompliNEWS 22 Aug 2022
Medical schemes regulator to challenge scheme's wind-up bid 237 CompliNEWS 22 Aug 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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