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Headline Issue Diary Date
Crypto regulations by country 236 CompliNEWS 15 Aug 2022
Staggering 24.9 million human trafficking victims at any given time 236 CompliNEWS 15 Aug 2022
Moscow Exchange resumes foreign trading 236 CompliNEWS 15 Aug 2022
Sharemax complaints unaffected by prosecutorial decision 236 CompliNEWS 15 Aug 2022
Financial literacy speech competition 2022 has started – FSCA 236 CompliNEWS 15 Aug 2022
Cryptocurrency developers' duty of care appealed 236 CompliNEWS 15 Aug 2022
Financial Matters Amendment Bill to be introduced 236 CompliNEWS 15 Aug 2022
SA’s financial services firms step up efforts to identify financial flows linked to the illegal wildlife trade 236 CompliNEWS 15 Aug 2022
The plight of illicit financial flows flagged 236 CompliNEWS 15 Aug 2022
Deighton v Financial Sector Conduct Authority 236 CompliNEWS 15 Aug 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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