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Headline Issue Diary Date
Australia's regulator secures over $102 million in remediation for Freedom Insurance customers 236 CompliNEWS 15 Aug 2022
Latest GDPR enforcement notices 236 CompliNEWS 15 Aug 2022
Draft Amendment of the Rules on Proceedings of the Office of the FAIS Ombud 236 CompliNEWS 15 Aug 2022
FSCA release – update on the African National Congress Staff Provident Fund and Regulatory Intervention 236 CompliNEWS 15 Aug 2022
BBC documentary – ‘Heartbreaking’ bond scam calls UK's FCA powers into question 236 CompliNEWS 15 Aug 2022
Third-party risk tops the compliance watchlist 236 CompliNEWS 15 Aug 2022
Cryptocurrency exchange seeks SA bank partner 236 CompliNEWS 15 Aug 2022
Medical schemes take on regulator over low-cost options 236 CompliNEWS 15 Aug 2022
No Fica 'carve-outs’, MPs told at Parliament’s Finance Committee on Tuesday 236 CompliNEWS 15 Aug 2022
Old Mutual approves black empowerment scheme 236 CompliNEWS 15 Aug 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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