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Headline Issue Diary Date
FST decision involving Hendrik F van der Merwe and Autoworkers Provident Fund, Motor Industry Fund Administrators, A & N Panel Beaters, the PFA 236 CompliNEWS 15 Aug 2022
Meet DeFine, a GDPR fine calculator 236 CompliNEWS 15 Aug 2022
Latest regulatory developments on market conduct including COFI, the Regulation Plan, and other news 236 CompliNEWS 15 Aug 2022
Launch of Money Smart Week South Africa 2022 236 CompliNEWS 15 Aug 2022
Agencies, including the FIC and FSCA, call for legislation to tackle unexplained wealth 236 CompliNEWS 15 Aug 2022
Crypto Asset Association releases code of conduct 236 CompliNEWS 15 Aug 2022
FSCA fines Douglas Cutter R20,000 for contravening section 80(1)(b) of the Financial Markets Act 236 CompliNEWS 15 Aug 2022
FSCA fines six individuals for contravening section 7C of the Pension Funds Act and section 2 of the Financial Institutions (Protection of Funds) Act 236 CompliNEWS 15 Aug 2022
Proliferation Financing and South Africa's scorecard 236 CompliNEWS 15 Aug 2022
UK money laundering landscape – UK’s Economic Crime (Transparency and Enforcement) Act 2022 236 CompliNEWS 15 Aug 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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