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Headline Issue Diary Date
How to prepare for and respond to a data privacy breach 234 CompliNEWS 29 Jul 2022
Kenyan regulator fines directors, auditor of collapsed Chase Bank Sh36m or R5.1m 234 CompliNEWS 29 Jul 2022
How private equity can teach you to resist recessions 234 CompliNEWS 29 Jul 2022
South Africa risks FATF sanction as legacy of state capture endures 234 CompliNEWS 29 Jul 2022
Banks see greater AML risk as a result of sanctions 234 CompliNEWS 29 Jul 2022
HK regulator sets out the way forward for green and sustainable finance 234 CompliNEWS 29 Jul 2022
Estate agents targeted for ML 234 CompliNEWS 29 Jul 2022
Crypto needs regulation — Technology can’t remove all financial risks 234 CompliNEWS 29 Jul 2022
Deutsche Bank settles money-laundering case for $7.1m; Credit Suisse 234 CompliNEWS 29 Jul 2022
Book: 'The Alphabet of Terrorism Financing' 234 CompliNEWS 29 Jul 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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