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Headline Issue Diary Date
Financial Sector and Deposit Insurance Levies Bill & Financial Sector and Deposit Insurance Levies (Administration) and Deposit Insurance Premiums Bill 234 CompliNEWS 29 Jul 2022
Cryptocurrencies gaining in popularity on the African continent 234 CompliNEWS 29 Jul 2022
Steinhoff updates investors on Jooste matter, preparing for trial 234 CompliNEWS 29 Jul 2022
The current state of sanctions against Russia 234 CompliNEWS 29 Jul 2022
CMS proposals to revise Circular 20 of 2010 regarding the appointment of brokers by a member and/or employer in terms of regulation 28(7) of Medical Schemes Act 234 CompliNEWS 29 Jul 2022
CMS Circular 44 of 2022: Guidance on benefit changes and contribution increases for 2023 234 CompliNEWS 29 Jul 2022
Retirement reform: Draft legislation for the two-pot system 234 CompliNEWS 29 Jul 2022
ESG driving growth 234 CompliNEWS 29 Jul 2022
UK regulator tightens grip on promotion of high-risk investments 234 CompliNEWS 29 Jul 2022
Guidance on the interpretation of Item 3 to Schedule 1 of the FIC Act – Property practitioners including estate agents 234 CompliNEWS 29 Jul 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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