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Headline Issue Diary Date
FIC – Draft Directive 6/2022 and draft PCC 116 on screening of employees for competence and integrity, scrutinising employee information against sanctions lists by accountable institutions 234 CompliNEWS 29 Jul 2022
Key Bills published for comment including 2022 draft Revenue Laws Amendment Bill containing proposed amendments dealing with the ‘two-pot’ retirement system commencing 1 March 2023 234 CompliNEWS 29 Jul 2022
Companies targeted over failing transformation drive, black ownership drops to 29.5% 234 CompliNEWS 29 Jul 2022
Reserve Bank announces shift in how it will monitor financial stability, commitments to cryptocurrency regulation and climate change 234 CompliNEWS 29 Jul 2022
SARS strike impact on compliance unclear 234 CompliNEWS 29 Jul 2022
FSCA warns the public against a WhatsApp group claiming to be associated with Brenthurst Wealth Management (Pty) Ltd 234 CompliNEWS 29 Jul 2022
Latest FAIS notices 234 CompliNEWS 29 Jul 2022
Old Mutual applies for leave to appeal ruling over Fidentia damages 234 CompliNEWS 29 Jul 2022
Cofi status update 234 CompliNEWS 29 Jul 2022
FSCA launches baseline survey results on financial literacy in SA 234 CompliNEWS 29 Jul 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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