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Headline Issue Diary Date
FSCA warns the public against Kamil Lepkowski and Blockchain.com; impersonation case 234 CompliNEWS 29 Jul 2022
Absa employees charged with graft 234 CompliNEWS 29 Jul 2022
De Vries v MEC for Economic Affairs (PAIA) 234 CompliNEWS 29 Jul 2022
Payment service providers vulnerabilities 233 CompliNEWS 22 Jul 2022
FATF report – Partnering in the fight against financial crime: Data protection, technology and private sector information sharing 233 CompliNEWS 22 Jul 2022
Casino AML risks and reforms under spotlight in global gambling hubs 233 CompliNEWS 22 Jul 2022
Most crypto firms fail FCA ML tests 233 CompliNEWS 22 Jul 2022
Ukraine seizes assets from crypto brokers for working with Russians 233 CompliNEWS 22 Jul 2022
Drug cartels 233 CompliNEWS 22 Jul 2022
FIC – Over 40 amendments to the Targeted Financial Sanctions (TFS) list 233 CompliNEWS 22 Jul 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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