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Headline Issue Diary Date
Questions over Reg 28’s 'infrastructure' definition 232 CompliNEWS 17 Jul 2022
Online broker shut down for misleading investors 232 CompliNEWS 17 Jul 2022
Best private equity returns come post recession 232 CompliNEWS 17 Jul 2022
SAVCA statement on Regulation 28 final amendments 232 CompliNEWS 17 Jul 2022
SAVCA VC Conference 2022 232 CompliNEWS 17 Jul 2022
EU privacy regulators scrutinising data flows to Russia 232 CompliNEWS 17 Jul 2022
Compliance with the data transfer rules UK-US 232 CompliNEWS 17 Jul 2022
UK Regulator urges government to review internal use of WhatsApp 232 CompliNEWS 17 Jul 2022
UK data regulator ICO sets out plan to be recognised and used by public and business 232 CompliNEWS 17 Jul 2022
French regulator takes action on cybersecurity 232 CompliNEWS 17 Jul 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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