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Headline Issue Diary Date
EU moves to rein in the ‘wild west’ of crypto assets 230 CompliNEWS 03 Jul 2022
FBI puts 'Cryptoqueen' on top 10 most wanted list 230 CompliNEWS 03 Jul 2022
Information Regulator yet to flex its PoPIA muscles 230 CompliNEWS 03 Jul 2022
Revised Regulation 28 amendments welcomed by the private equity industry 230 CompliNEWS 03 Jul 2022
Regulation 28 – Pension fund regulation changes published 230 CompliNEWS 03 Jul 2022
BEE council a ‘game changer’ – Ramaphosa 230 CompliNEWS 03 Jul 2022
The importance of Bcc’ing email addresses, fines issued in UK 230 CompliNEWS 03 Jul 2022
Data privacy & cookies and GDPR – News from the Czech Republic 230 CompliNEWS 03 Jul 2022
FSCA issues public warning against Ebrahiem Dollie and Affluence FX 230 CompliNEWS 03 Jul 2022
June 2022 AUM data submissions for Category II FSPs 230 CompliNEWS 03 Jul 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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