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Headline Issue Diary Date
Government cautions employers on Covid-19 lapses 231 CompliNEWS 11 Jul 2022
Australian adviser charged with unlicensed advice and dishonesty offences 231 CompliNEWS 11 Jul 2022
Essential adviser technology and improving competitiveness 231 CompliNEWS 11 Jul 2022
Is ESG investing built for the long term? 231 CompliNEWS 11 Jul 2022
NAMFISA publishes update on the commencement of the Financial Institutions and Markets Act, 2021 (FIMA) 231 CompliNEWS 11 Jul 2022
UK solicitor fined for allowing payment to fraudster 231 CompliNEWS 11 Jul 2022
SARS changes auto-assessment protocol 231 CompliNEWS 11 Jul 2022
New ‘vishing’ bank scam flagged; cyber scam fraudsters 231 CompliNEWS 11 Jul 2022
Gauteng High Court (Johannesburg) – Motsioa and Others v eJoburg Retirement Fund and Others (Review of death benefit allocation – Pension Funds Act) 231 CompliNEWS 11 Jul 2022
Reserve Bank changes banking system model 231 CompliNEWS 11 Jul 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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