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Headline Issue Diary Date
Development of a new regulatory framework under the COFI Bill 230 CompliNEWS 03 Jul 2022
FSCA publishes its Regulation Plan for the next three years (2022–2025) 230 CompliNEWS 03 Jul 2022
FSCA warns against increase in regulatory examination misconduct 230 CompliNEWS 03 Jul 2022
JSE joins global ESG exchange 230 CompliNEWS 03 Jul 2022
Property investment firm sues former CEO for more than R166m 230 CompliNEWS 03 Jul 2022
Cybercrime kingpin arrested 230 CompliNEWS 03 Jul 2022
Bank manager jailed for 15 years 230 CompliNEWS 03 Jul 2022
SCA: Commissioner for the South African Revenue Service v Candice-Jean van der Merwe 230 CompliNEWS 03 Jul 2022
Treasury releases new debt instrument 230 CompliNEWS 03 Jul 2022
UBS to pay $25 million to settle SEC fraud charges Involving a complex investment strategy 229 CompliNEWS 24 Jun 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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