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Headline Issue Diary Date
NFT sales likely to grow steadily – latest research 229 CompliNEWS 24 Jun 2022
SARB to launch new banking payment system 229 CompliNEWS 24 Jun 2022
Cybercrime: Growing threat is getting attention – Minister 229 CompliNEWS 24 Jun 2022
NAMFISA releases 2022/2023 Business Plan 229 CompliNEWS 24 Jun 2022
Aussie regulator releases useful financial crime guides 229 CompliNEWS 24 Jun 2022
In brief – Samsung Australia and MTN fined for misleading customers 229 CompliNEWS 24 Jun 2022
Tether releases crypto token tied to UK pound 229 CompliNEWS 24 Jun 2022
Former SARS employee charged with tax fraud 229 CompliNEWS 24 Jun 2022
Google Analytics is being banned in more jurisdictions 229 CompliNEWS 24 Jun 2022
SEC charges private equity adviser for undisclosed disproportionate allocation of transaction expenses to advised fund 229 CompliNEWS 24 Jun 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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