Close This website uses modern features that are not supported by your browser. Click here for more information.
Please upgrade to a modern browser to view this website properly. Google Chrome Mozilla Firefox Opera Safari
Financial Services Intelligence Watch
Sub Menu
Search
Close
Enter at least 3 characters

Search

Hold down "Control", or "Command" on a Mac, to select more than one.
Login / Signup
Newsletters

Stories

Advanced Search

Search

Filter
Filter
Filter
Filter
Headline Issue Diary Date
Regulator flags PoPIA ‘grey area’ concerns 229 CompliNEWS 24 Jun 2022
Ernst & Young to pay $100 million penalty for employees cheating on ethics exams and misleading Investigators 229 CompliNEWS 24 Jun 2022
Shoprite customer data auctioned by dark web extortion gang 229 CompliNEWS 24 Jun 2022
5 ways to make your workplace more inclusive 229 CompliNEWS 24 Jun 2022
Tax implications for those moving overseas 229 CompliNEWS 24 Jun 2022
Latest SA cryptocurrency investment scam 229 CompliNEWS 24 Jun 2022
Financial Services Tribunal – Summary of Determination involving Face of Earth Trading and Projects 174 (E Ncube), Sanlam Life, FSCA – debarment 229 CompliNEWS 24 Jun 2022
Prudential Authority Annual Report 2021/22 released 229 CompliNEWS 24 Jun 2022
SARB Annual Report 2021/22 229 CompliNEWS 24 Jun 2022
SARB Quarterly bulletin on SA's economy 229 CompliNEWS 24 Jun 2022
Back to top
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

We use cookies to give you a personalised experience that suits your online behaviour on our websites. Otherwise, you may click here to learn more, or learn how to block or disable cookies. Disabling cookies might cause you to experience difficulties on our website as some functionality relies on cookie information. You can change your mind at any time by visiting “Cookie Preferences”. Any personal data about you will be used as described in our Privacy Policy.