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Headline Issue Diary Date
FATF Conference on Digital Transformation 228 CompliNEWS 17 Jun 2022
Gauteng High Court (Johannesburg) – Uitspan Colliery v Lombard Insurance Company (contract – enforcement of demand guarantees) 228 CompliNEWS 17 Jun 2022
Comment invited on accounting paper 228 CompliNEWS 17 Jun 2022
Changes to JSE listing requirements approved 228 CompliNEWS 17 Jun 2022
ESG investment funds under scrutiny for greenwashing 228 CompliNEWS 17 Jun 2022
Compliance & Market Conduct – 'Conduct: The dominant regulatory theme' 227 CompliNEWS 12 Jun 2022
GDPR more important than ever 227 CompliNEWS 12 Jun 2022
GDPR enforcement roundup: Spain stays on Vodafone, record fine in Poland 227 CompliNEWS 12 Jun 2022
FATF news incl. UK strengthening measures to tackle money laundering and terrorist financing; new FATF AML/CFT digital strategy for law enforcement authorities 227 CompliNEWS 12 Jun 2022
HSBC, the Mexican drug cartels and the biggest banking scandal of the century 227 CompliNEWS 12 Jun 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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