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Headline Issue Diary Date
EU confirms sixth package of sanctions against Russia 227 CompliNEWS 12 Jun 2022
Compliance less onerous for small businesses – Employment Equity Amendment Bill 227 CompliNEWS 12 Jun 2022
Reserve Bank flags fake Twitter account 227 CompliNEWS 12 Jun 2022
Discovery Life analyses data to catch fraudsters 227 CompliNEWS 12 Jun 2022
New important study on ransomware attacks 227 CompliNEWS 12 Jun 2022
Sasria sets 10-day deadline for July riots claims, Sasria technically insolvent 227 CompliNEWS 12 Jun 2022
NHI to be phased in slowly – Minister 227 CompliNEWS 12 Jun 2022
Australian Investment firm penalised $1.7 million for defective disclosure statements 227 CompliNEWS 12 Jun 2022
Financial Services Tribunal – Summary of determination involving A Tshazi and Sanlam Developing Markets Limited (Debarment of FSR – Application for reconsideration) 227 CompliNEWS 12 Jun 2022
FSCA issues public warning against The Prosperity Grid 227 CompliNEWS 12 Jun 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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