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Headline Issue Diary Date
11 trends that will influence business in 2022 – Part 1 227 CompliNEWS 12 Jun 2022
Roadmap for the roll-out and implementation of cross-sectoral Conduct of Business Return (OMNI-CBR) (refer Compliance section below) 227 CompliNEWS 12 Jun 2022
FSCA and the future of compliance reporting by financial institutions, the cross-sectoral Conduct of Business Return enters Phase 1 227 CompliNEWS 12 Jun 2022
Draft amendments to Joint Standard 2 of 2020 – Margin requirements for non-centrally cleared over-the-counter derivative transactions 227 CompliNEWS 12 Jun 2022
Notice – Approved amendments to the JSE's Debt Listing Requirements – Sovereign issuers 227 CompliNEWS 12 Jun 2022
FSCA warns the public against Bitcoin Trade Pro (Pty) Ltd 227 CompliNEWS 12 Jun 2022
Cracking company culture 227 CompliNEWS 12 Jun 2022
Financial Markets Act: JSE Listing Requirements – Amendments to actively managed exchange traded funds – comments invited by 24 June 2022 227 CompliNEWS 12 Jun 2022
Latest FAIS Notices 227 CompliNEWS 12 Jun 2022
Race to find SA’s next cybersecurity experts 227 CompliNEWS 12 Jun 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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