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Headline Issue Diary Date
Six VBS graft suspects get bail 224 CompliNEWS 22 May 2022
New powers will help protect depositors – Reserve Bank 224 CompliNEWS 22 May 2022
Australia – Issue and distribution of binary options ban to retail clients continues 224 CompliNEWS 22 May 2022
Ombud recovers R400m for policyholders, slaps insurers with R1m in fines for TCF failings 224 CompliNEWS 22 May 2022
US ranked most secretive financial jurisdiction in the world 224 CompliNEWS 22 May 2022
Nigeria's accountant general faces corruption and money laundering charges 224 CompliNEWS 22 May 2022
Why oligarchs choose London for their dirty money 224 CompliNEWS 22 May 2022
Allianz Global fined $6bn and portfolio manager indicted in connection with million-dollar fraud scheme 224 CompliNEWS 22 May 2022
EU to help member countries confiscate assets frozen by sanctions 224 CompliNEWS 22 May 2022
Reserve Bank releases its first Financial Stability Review report for 2022 224 CompliNEWS 22 May 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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