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Headline Issue Diary Date
How to improve your memory after the pandemic 224 CompliNEWS 22 May 2022
SEC fines BNY Mellon over ESG in first case of its kind in the world 224 CompliNEWS 22 May 2022
UK's ICO fines facial recognition database company Clearview AI Inc more than £7.5m and orders UK data to be deleted 224 CompliNEWS 22 May 2022
Draft EU laws broaden cybersecurity requirements 224 CompliNEWS 22 May 2022
UAE mulls DeFi regulatory framework 224 CompliNEWS 22 May 2022
Chinese-linked hackers target SA bank and telcom companies 224 CompliNEWS 22 May 2022
Whistleblowing – Protected Disclosures Act does not work – report 224 CompliNEWS 22 May 2022
Financial Services Tribunal – Summary of determination involving Pierre Hugo and Nedbank Insurance (debarment) 224 CompliNEWS 22 May 2022
Namibian financial services legislation, Compli-Serve Namibia 224 CompliNEWS 22 May 2022
Lagarde believes crypto is ‘worth nothing’ 224 CompliNEWS 22 May 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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