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Headline Issue Diary Date
Medical schemes regulator to probe critic's conduct 224 CompliNEWS 22 May 2022
Resilience of money market funds 224 CompliNEWS 22 May 2022
Financial Services Tribunal hearings schedule 224 CompliNEWS 22 May 2022
Ruling a warning against business rescue abuse 224 CompliNEWS 22 May 2022
Africa caught in the crossfire as Russian Bill gains steam 224 CompliNEWS 22 May 2022
FSCA warns the public against Nkuna Wealth Group (Pty) Ltd 224 CompliNEWS 22 May 2022
FSCA warns the public against Uniglobal Invest 224 CompliNEWS 22 May 2022
FSCA warns the public against Oxcapitals.com / Tradeov.com 224 CompliNEWS 22 May 2022
FSCA assures Ubank customers that their deposits remain safe while the bank is under curatorship 224 CompliNEWS 22 May 2022
SCA – Nedbank Ltd v Houtbosplaas (Pty) Ltd and Another (FIC Act obligations and banker’s duty to comply with client’s lawful instructions) 224 CompliNEWS 22 May 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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