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Headline Issue Diary Date
Minister’s powers in NHI must be reduced – experts 221 CompliNEWS 29 Apr 2022
FATF Ministers commit to take decisive action against money laundering, terrorist and proliferation financing 221 CompliNEWS 29 Apr 2022
Board Notice 246 of 2022 on approval of JSE listings requirements in respect of the cutting red tape project 221 CompliNEWS 29 Apr 2022
Board Notice 244 of 2022 on proposed amendments to A2X Trading Rules – matched principal trade type 221 CompliNEWS 29 Apr 2022
A glance inside the murky world of Mirror Trading International 221 CompliNEWS 29 Apr 2022
Information Regulator monitors the Department of Health on POPIA compliance 221 CompliNEWS 29 Apr 2022
How private equity firm lost billions in Resolution Insurance 221 CompliNEWS 29 Apr 2022
Klarna Bank fined equivalent of R12 million for GDPR failings 221 CompliNEWS 29 Apr 2022
National Australia Bank avoids AUSTRAC fine, assessing cost of compliance 221 CompliNEWS 29 Apr 2022
Green investment no longer a 'nice-to-have' 221 CompliNEWS 29 Apr 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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