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Headline Issue Diary Date
Standard Bank agrees to green non-binding resolution 221 CompliNEWS 29 Apr 2022
Western Cape High Court – Profmed v Steyn (Medical scheme membership termination) 221 CompliNEWS 29 Apr 2022
Proposed JSE listing requirement amendments published 221 CompliNEWS 29 Apr 2022
SARS warns of increase in scams targeting taxpayers’ personal information 221 CompliNEWS 29 Apr 2022
Improved financial protection approved for consumers – Legal Services Board (LSB) 221 CompliNEWS 29 Apr 2022
Publication of Exemption of Particular Persons from Compliance with Certain Competency Requirements, No 2 of 2022 221 CompliNEWS 29 Apr 2022
Latest FSCA FAIS Notices 221 CompliNEWS 29 Apr 2022
FSCA fines Viva Cover and Comit Technologies both R110 000 for contravening financial sector laws 221 CompliNEWS 29 Apr 2022
Gauteng High Court – Crossman v Capital Alliance (Death benefit) 221 CompliNEWS 29 Apr 2022
SCA: Commissioner, South African Revenue Service v Sasol Chevron Holdings Limited 220 CompliNEWS 21 Apr 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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