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Headline Issue Diary Date
Central African Republic adopts Bitcoin as legal currency 220 CompliNEWS 21 Apr 2022
How to improve social media marketing 220 CompliNEWS 21 Apr 2022
'Bounce Back' scheme comes into effect – Treasury 220 CompliNEWS 21 Apr 2022
Private equity news update 220 CompliNEWS 21 Apr 2022
Submission of compliance reports, handover reports and irregularity reports for Financial Services Providers for 2022 220 CompliNEWS 21 Apr 2022
The five strategic objectives of the FSCA – Functionally structured conduct regulator taking shape 220 CompliNEWS 21 Apr 2022
Regulator works with businesses to target ransomware and criminal use of digital currencies; guidance 220 CompliNEWS 21 Apr 2022
SEC in US charges Archegos and its founder with massive market manipulation scheme propping up a $36 billion house of cards 220 CompliNEWS 21 Apr 2022
FCA (UK) regulator speech – Critical issues in financial regulation: the FCA's perspective 220 CompliNEWS 21 Apr 2022
POPIA compliance involving M&A transactions 220 CompliNEWS 21 Apr 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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