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Headline Issue Diary Date
Excessive processing of employee personal information 219 CompliNEWS 14 Apr 2022
US's SEC uncovers $194m penny stock schemes that spanned three continents 219 CompliNEWS 14 Apr 2022
UK's FCA finalises proposals to boost disclosure of diversity on listed company boards and executive committees 219 CompliNEWS 14 Apr 2022
FSCA fines Globex360 (Pty) Ltd R50 000 for contravening section 167 of the Financial Sector Regulation Act 219 CompliNEWS 14 Apr 2022
FSCA Communication 12 of 2022 (RF) – Exemption from using certain prescribed formats for preparing financial statements under section 15 of the Pension Funds Act 219 CompliNEWS 14 Apr 2022
FSCA updates its preparation guide for the regulatory examinations (RE 1 and RE 5) 219 CompliNEWS 14 Apr 2022
Treasury expects challenges over unclaimed pension fund benefits 219 CompliNEWS 14 Apr 2022
Annual consumer price inflation on an upward trajectory 219 CompliNEWS 14 Apr 2022
FSCA warns the public against IQ OPTION LLC 219 CompliNEWS 14 Apr 2022
MP details Bill to sidestep BBBEE requirement 219 CompliNEWS 14 Apr 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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