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Headline Issue Diary Date
Investors increasingly aware of ESG action – survey 199 CompliNEWS 08 Nov 2021
Australian regulator releases guidance and examples on records of advice – some interesting recaps for SA advisers 199 CompliNEWS 08 Nov 2021
UK acts to help investors make more informed ESG investment decisions 199 CompliNEWS 08 Nov 2021
Hackers allegedly used streaming platform Twitch to launder $10m 199 CompliNEWS 08 Nov 2021
FSCA – changes to the electronic submission of representative register 199 CompliNEWS 08 Nov 2021
Client fact-finding for responsible investment. 199 CompliNEWS 08 Nov 2021
FSCA warns the public against My Wealth Method (Pty) Ltd 199 CompliNEWS 08 Nov 2021
Supreme Court of Appeal – Bayport Securitisation Limited and Another v University of Stellenbosch Law Clinic and Others (Case no 507/2020) [2021] ZASCA 156 199 CompliNEWS 08 Nov 2021
Western Cape High Court – Stellenbosch University Law Clinic and Others v Lifestyle Direct Group International Pty Ltd and Others [2021] ZAWCHC 220 199 CompliNEWS 08 Nov 2021
Covid now leading cause of death among Discovery Life clients 198 CompliNEWS 28 Oct 2021
Working Smart

By Lee Rossini

After a challenging year for many, 2025 is drawing to a close. Many shifts were felt in the financial services sector as it is being reshaped by technological disruption, regulatory change, economic uncertainty, and evolving client expectations. Businesses that don’t adapt risk losing clients, falling behind their competitors, or falling foul of regulation. Below are key challenges confronting the sector, and how business owners can proactively prepare for a successful 2026.

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