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Headline Issue Diary Date
FSCA warns the public against a company using Marsh’s logo without authorisation 220 CompliNEWS 21 Apr 2022
Key regulatory reminders and Compli-Serve's latest regulatory risk log 219 CompliNEWS 14 Apr 2022
Information Regulator plays host to African Network of Information Commissions Conference 219 CompliNEWS 14 Apr 2022
ICIJ’s excellent guide and FAQs to Russian wealth hidden offshore 219 CompliNEWS 14 Apr 2022
Report on the state of effectiveness and compliance with the FATF Standards 219 CompliNEWS 14 Apr 2022
FATF to evaluate countries' anti-money-laundering systems more frequently – WSJ 219 CompliNEWS 14 Apr 2022
Digital transformation in compliance 219 CompliNEWS 14 Apr 2022
The changing role of the chief compliance officer 219 CompliNEWS 14 Apr 2022
How to create and sustain motivation 219 CompliNEWS 14 Apr 2022
South African Reserve Bank celebrates 100 years since issuing its first banknotes 219 CompliNEWS 14 Apr 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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