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Headline Issue Diary Date
FATF report – Money laundering and terrorist financing risks arising from migrant smuggling 220 CompliNEWS 21 Apr 2022
Russia sanctions tracker now available 220 CompliNEWS 21 Apr 2022
Illegal wildlife trafficking and Earth Day 220 CompliNEWS 21 Apr 2022
Two more join Sekunjalo banks application 220 CompliNEWS 21 Apr 2022
Consumers will back ESG-aware companies – study 220 CompliNEWS 21 Apr 2022
Software predicts reputational risk relating to an organisation’s corporate citizenship via ESG (environmental, social and governance) practices 220 CompliNEWS 21 Apr 2022
Regulatory examinations – Quality RE1 and RE5 study material still available through Dr Des Leatt 220 CompliNEWS 21 Apr 2022
AML/CFT Body of Knowledge released – FSCA 220 CompliNEWS 21 Apr 2022
FSCA – Risk Assessment for Collective Investment Schemes, and the Financial Advisory and Intermediary Services 220 CompliNEWS 21 Apr 2022
Just Share slates Absa for weak climate policies 220 CompliNEWS 21 Apr 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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