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Headline Issue Diary Date
UK regulator's staff vote for industrial action over pay 219 CompliNEWS 14 Apr 2022
Decarb.Earth startup targets SMEs 219 CompliNEWS 14 Apr 2022
Crypto trader arrested after another fraud charge laid 219 CompliNEWS 14 Apr 2022
Global catastrophe & weather insured losses hit $14bn in Q1 2022 – Aon 218 CompliNEWS 07 Apr 2022
Cyber insurance and data breaches, with case studies 218 CompliNEWS 07 Apr 2022
SARS campaign against tax cheats welcomed 218 CompliNEWS 07 Apr 2022
FSCA warns the public against SA Imperium Holdings 218 CompliNEWS 07 Apr 2022
Record GDPR fine by the Hungarian Data Protection Authority for the unlawful use of artificial intelligence 218 CompliNEWS 07 Apr 2022
FSCA warns the public against 'Fraudulent e-mail purporting to come from FSCA' 218 CompliNEWS 07 Apr 2022
Chatbots 218 CompliNEWS 07 Apr 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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