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Headline Issue Diary Date
Auditing – Court rules some IRBA fees unlawful 218 CompliNEWS 07 Apr 2022
FIC releases first national assessment on the terror financing risks facing South Africa 218 CompliNEWS 07 Apr 2022
Draft proposed regulation on the preservation of retirement benefits; FIMA becomes operational on 1 October 2022 218 CompliNEWS 07 Apr 2022
Regulators need more engagement with the fintech industry before distributed-ledger technology can be incorporated into the nation’s financial markets – new report 218 CompliNEWS 07 Apr 2022
10-year ban for director over wine investment scheme 218 CompliNEWS 07 Apr 2022
FSCA Information Request – Crypto asset related activities performed by FSPs 218 CompliNEWS 07 Apr 2022
Proposed amendments to the JSE Derivatives Rules and Directives 218 CompliNEWS 07 Apr 2022
Danske Bank fined for failure to erase customers’ personal data in its systems 218 CompliNEWS 07 Apr 2022
Russia’s biggest financial institutions safeguard hundreds of millions in assets 218 CompliNEWS 07 Apr 2022
How to improve mental health in the workplace 218 CompliNEWS 07 Apr 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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