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Headline Issue Diary Date
How to demonstrate fair treatment of customers – and why evidencing it is important 218 CompliNEWS 07 Apr 2022
UK regulator launches three-year strategy to improve outcomes 218 CompliNEWS 07 Apr 2022
TransUnion update on South Africa Cyber Incident 218 CompliNEWS 07 Apr 2022
Latest ‘State of Email’ secur­ity report – More than 90% of SA com­pan­ies suffered from email com­prom­ise or fraud over last 12 months 218 CompliNEWS 07 Apr 2022
SA’S first national Green Finance Taxonomy 218 CompliNEWS 07 Apr 2022
New global ESG reporting standards proposed 218 CompliNEWS 07 Apr 2022
Challenging board directors over their accounting of climate risks 218 CompliNEWS 07 Apr 2022
Former Goldman Sachs MD convicted in Malaysia's 1MDB graft trial 218 CompliNEWS 07 Apr 2022
Auditors board invites nominations 218 CompliNEWS 07 Apr 2022
FICA – Comments on the draft Guidance Note 7A Chapter 4 (RMCP) and draft Public Compliance Communication 114 due 2 May 2022 218 CompliNEWS 07 Apr 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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