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Headline Issue Diary Date
Financial Services Tribunal (FST): Decision involving GM Duiker and FSCA (FSCA powers to grant exemptions; fit & proper requirements) 218 CompliNEWS 07 Apr 2022
Is more disclosure from ESG funds required? 218 CompliNEWS 07 Apr 2022
Latest FSCA Enforcement actions 218 CompliNEWS 07 Apr 2022
Latest crypto news from around the world 218 CompliNEWS 07 Apr 2022
Millions of British pension-holders have helped build the immense Russian war chest – report 218 CompliNEWS 07 Apr 2022
Why has London become the money laundering capital of the world? 218 CompliNEWS 07 Apr 2022
Sanctions against Russia; what is a botnet? 218 CompliNEWS 07 Apr 2022
Banks hit by billions in life insurance claims 218 CompliNEWS 07 Apr 2022
South Africa finishes technical PoC for wholesale CBDC settlement system 218 CompliNEWS 07 Apr 2022
First global bank stress test highlights increased financial resilience – analysis 218 CompliNEWS 07 Apr 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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