Close This website uses modern features that are not supported by your browser. Click here for more information.
Please upgrade to a modern browser to view this website properly. Google Chrome Mozilla Firefox Opera Safari
Financial Services Intelligence Watch
Sub Menu
Search
Close
Enter at least 3 characters

Search

Hold down "Control", or "Command" on a Mac, to select more than one.
Login / Signup
Newsletters

Stories

Advanced Search

Search

Filter
Filter
Filter
Filter
Headline Issue Diary Date
Impose fine, get sued: A day at the Irish data protection regulator ... 215 CompliNEWS 17 Mar 2022
Compliance into the weeds – A Ukrainian compliance professional 215 CompliNEWS 17 Mar 2022
Banks and firms face mammoth sanctions – compliance challenges 215 CompliNEWS 17 Mar 2022
Labour Appeal Court – Austin-Day v ABSA Bank Ltd and Others (unfair dismissal, banking) 215 CompliNEWS 17 Mar 2022
Financial Services Tribunal – Erasmus v FSCA and Another (FSR Act) 215 CompliNEWS 17 Mar 2022
Economic Crime Act receives Royal Assent 215 CompliNEWS 17 Mar 2022
Financial Services Tribunal – Van Schalkwyk v PFA and Others (allocation of death benefits) 215 CompliNEWS 17 Mar 2022
Standard Bank to end coal and fracking funding 215 CompliNEWS 17 Mar 2022
Covid-19 crisis: Workplace code of practice issued; more rulings on workplace vaccinations 215 CompliNEWS 17 Mar 2022
Cryptoasset scams double in 2021 214 CompliNEWS 11 Mar 2022
Back to top
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

We use cookies to give you a personalised experience that suits your online behaviour on our websites. Otherwise, you may click here to learn more, or learn how to block or disable cookies. Disabling cookies might cause you to experience difficulties on our website as some functionality relies on cookie information. You can change your mind at any time by visiting “Cookie Preferences”. Any personal data about you will be used as described in our Privacy Policy.