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Headline Issue Diary Date
Financial Services Tribunal – Summary of determination involving Tawuya Dzinopana Rogers Nhongo and Brough Capital (Pty) Ltd (debarment) 213 CompliNEWS 07 Mar 2022
FSCA issues slew of new licences as part of move to clean up online trading 213 CompliNEWS 07 Mar 2022
SA warned of themselves becoming casualties of the cyber war between Russia and Ukraine 213 CompliNEWS 07 Mar 2022
Reminder – FSCA determination on permissible deductions from collective investment scheme portfolios 213 CompliNEWS 07 Mar 2022
Reminder – FSCA calls for public comments on a draft strategy for promoting financial sector transformation 213 CompliNEWS 07 Mar 2022
Draft Conduct Standard – Requirements relating to the provisions of a benchmark 213 CompliNEWS 07 Mar 2022
Corporate Money Managers (CMM) update 213 CompliNEWS 07 Mar 2022
Santam pays out highest gross claims in its 104-year history; Momentum 213 CompliNEWS 07 Mar 2022
FATF – Jurisdictions under increased monitoring, March 2022 213 CompliNEWS 07 Mar 2022
Risk-based approach guidance for the real estate sector 213 CompliNEWS 07 Mar 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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