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Headline Issue Diary Date
Extension of public consultation period in respect of amendments to the listing requirements and exchange rules of JSE Limited 212 CompliNEWS 27 Feb 2022
Publication of Notice of exemption of FSPs, key individuals and representatives from compliance with certain competency requirements 212 CompliNEWS 27 Feb 2022
Latest FAIS Notices 212 CompliNEWS 27 Feb 2022
The hybrid workspace — How to get it right 212 CompliNEWS 27 Feb 2022
Share price and reputational damage – AML failings 212 CompliNEWS 27 Feb 2022
UK gambling group £9.4m for AML and social responsibility failings 212 CompliNEWS 27 Feb 2022
ESG investment performance in perspective 212 CompliNEWS 27 Feb 2022
British duo indicted in US over multi-million-dollar scheme 212 CompliNEWS 27 Feb 2022
UK regulator to hike salaries after vote for industrial action 212 CompliNEWS 27 Feb 2022
Top compliance considerations for 2022 212 CompliNEWS 27 Feb 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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