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Headline Issue Diary Date
Gauteng High Court (Pretoria) – Cargo Carriers Proprietary Limited v Broad-Based Black Empowerment Commission 210 CompliNEWS 04 Feb 2022
JSE censure for former AYO directors 210 CompliNEWS 04 Feb 2022
VBS Bank creditors start receiving payments 210 CompliNEWS 04 Feb 2022
Primary health insurance policy reprieve 210 CompliNEWS 04 Feb 2022
Six of Australia's largest financial institutions fork out $3.15billion to customers who suffered detriment because of fees for no service misconduct or non-compliant advice 210 CompliNEWS 04 Feb 2022
Crypto regulations around the world 210 CompliNEWS 04 Feb 2022
The FIC's YouTube channel 210 CompliNEWS 04 Feb 2022
Joint roadmap for the development of a regulatory framework for Central Clearing in SA 210 CompliNEWS 04 Feb 2022
Latest FAIS Notices 210 CompliNEWS 04 Feb 2022
Joint Notice 1 of 2022 in terms of FSRA – Extension of periods in respect of margin requirements for non-centrally cleared over the counter derivative transactions 210 CompliNEWS 04 Feb 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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