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Headline Issue Diary Date
Podcast - COVID-19: The new risk and compliance framework 122 CompliNEWS 12 May 2020
Aussie regulator secures over $160 million in remediation for junk consumer credit insurance 122 CompliNEWS 12 May 2020
SFC reprimands and fines Southwest Securities (HK) Brokerage Limited $5 million for breaches of anti-money laundering regulatory requirements 122 CompliNEWS 12 May 2020
SFC reprimands and fines Convoy Asset Management Limited $6.4 million for regulatory breaches over bond recommendation 122 CompliNEWS 12 May 2020
Lessons for SA’s NHI planners 122 CompliNEWS 12 May 2020
Banks loan guarantee scheme 122 CompliNEWS 12 May 2020
Update on developments and reporting frequency in relation to the Conduct of Business Returns (CBRs) for insurers 122 CompliNEWS 12 May 2020
FST case summary involving Altivex 284 (Pty) Ltd and another and Soahatse and others (pension funds case) 122 CompliNEWS 12 May 2020
Cyber fraudsters top list of banking crooks 122 CompliNEWS 12 May 2020
Managing change in the midst of uncertainty 122 CompliNEWS 12 May 2020
Working Smart

By James George

Lee Rossini’s recent article offers a timely reminder: employee wellness is no longer a luxury – it's a strategic necessity. As compliance leaders, however, we must now connect another critical dot. In the wake of Joint Standard 2 of 2024 on Cybersecurity and Cyber Resilience, it’s evident that your organisation’s first and most important firewall isn’t digital. It’s human. And if your people are mentally exhausted, physically strained or emotionally disengaged, that firewall is compromised.

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