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Headline Issue Diary Date
Hackers allegedly used streaming platform Twitch to launder $10m 199 CompliNEWS 08 Nov 2021
FSCA – changes to the electronic submission of representative register 199 CompliNEWS 08 Nov 2021
Client fact-finding for responsible investment. 199 CompliNEWS 08 Nov 2021
FSCA warns the public against My Wealth Method (Pty) Ltd 199 CompliNEWS 08 Nov 2021
Supreme Court of Appeal – Bayport Securitisation Limited and Another v University of Stellenbosch Law Clinic and Others (Case no 507/2020) [2021] ZASCA 156 199 CompliNEWS 08 Nov 2021
Western Cape High Court – Stellenbosch University Law Clinic and Others v Lifestyle Direct Group International Pty Ltd and Others [2021] ZAWCHC 220 199 CompliNEWS 08 Nov 2021
Covid now leading cause of death among Discovery Life clients 198 CompliNEWS 28 Oct 2021
Data scraping case from Australia, UK authorities involved 198 CompliNEWS 28 Oct 2021
Governance, risk and compliance evolving 198 CompliNEWS 28 Oct 2021
Leading private equity investors commit to the Net Zero Asset Managers initiative 31 CompliNEWS Ethics 02 Nov 2021
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Working Smart

By Lee Rossini

One of the trends facing the financial services industry is an underappreciated challenge: a shrinking and aging adviser workforce. This is not a temporary disruption but a structural issue that is reshaping how businesses operate, serve clients, and plan for the future. Talent shortages are becoming more acute precisely when demand for financial guidance is rising, driven by longer life expectancies, more complex investment environments, and increased individual responsibility for retirement planning.

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Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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