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Headline Issue Diary Date
UK regulator fines firms and individuals in pension advice failings 70 CompliNEWS 08 May 2019
Regulators urge financial institutions to plan for LIBOR transition 70 CompliNEWS 08 May 2019
Australia's ASIC fines financial advisory firm for misleading claims about offering 'independent advice' 70 CompliNEWS 08 May 2019
Pension Funds Adjudicator press release regarding Naidoo and Coca Cola Shanduka Beverage Provident Fund 70 CompliNEWS 08 May 2019
Financial Services Tribunal case – K&L Brokers CC v FSCA 70 CompliNEWS 08 May 2019
UK's FCA committed to regulatory reporting change involving more technology 70 CompliNEWS 08 May 2019
UK's FCA told to compensate over 'seriously inaccurate' central register 70 CompliNEWS 08 May 2019
FSCA releases its Q3 Bulletin: 2018/19 70 CompliNEWS 08 May 2019
FSCA outlines its three-year strategy 70 CompliNEWS 08 May 2019
FSCA update on NEPI Rockcastle plc investigation 70 CompliNEWS 08 May 2019
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Working Smart

Insider fraud hit 83% of organisations in 2024, according to Sumsub’s latest What the Fraud? podcast, with 20% of affected firms spending up to $2 million on recovery. But financial loss is just the tip of the iceberg – reputational damage, regulatory exposure, and internal morale are at risk too.

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