Stories
| Headline | Issue | Diary | Date |
|---|---|---|---|
| A view from a regulator – 'Transforming to a forward-looking, proactive regulator' | 183 | CompliNEWS | 19 Jul 2021 |
| Guiding principles on design, delivery and disclosure of ESG and sustainable investment funds | 183 | CompliNEWS | 19 Jul 2021 |
| Equity Express Securities Exchange (EESE) rules approved | 183 | CompliNEWS | 19 Jul 2021 |
| SASRIA and looting claims | 183 | CompliNEWS | 19 Jul 2021 |
| Six keys to compliance | 183 | CompliNEWS | 19 Jul 2021 |
| A key individual on more than one FSP licence | 183 | CompliNEWS | 19 Jul 2021 |
| Information Regulator warns against the processing of personal information of data subjects without their consent | 183 | CompliNEWS | 19 Jul 2021 |
| FSCA warns the public against Edge Financial Loan and Edge Loans | 183 | CompliNEWS | 19 Jul 2021 |
| FST case summary involving Kotze and Rothbart and another | 182 | CompliNEWS | 12 Jul 2021 |
| Congratulating whistle-blowers isn’t enough – How about a state-supported fund to reward them? | 29 | CompliNEWS Ethics | 05 Jul 2021 |