Stories
| Headline | Issue | Diary | Date |
|---|---|---|---|
| Largest Norwegian bank faces fine for anti-money laundering failures; the Namibia connection | 154 | CompliNEWS | 08 Dec 2020 |
| Two years of conduct regulation | 154 | CompliNEWS | 08 Dec 2020 |
| UK FCA publishes evaluation of its work on the financial advice market | 154 | CompliNEWS | 08 Dec 2020 |
| Registrar loses bid to place medical fund under curatorship | 154 | CompliNEWS | 08 Dec 2020 |
| New Zealand's amended Privacy Act comes into force | 154 | CompliNEWS | 08 Dec 2020 |
| FST case summary involving Mnisi and Stanlib LISP & others | 153 | CompliNEWS | 30 Nov 2020 |
| The basics of FinTech | 153 | CompliNEWS | 30 Nov 2020 |
| Publication of draft Conduct Standard – Governance, Fit and Proper and Other Requirements for Managers of Collective Investment Schemes | 153 | CompliNEWS | 30 Nov 2020 |
| Discussion paper on joint audit requirement for insurers and insurance groups | 153 | CompliNEWS | 30 Nov 2020 |
| FSCA hails new penalty guidelines | 153 | CompliNEWS | 30 Nov 2020 |